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Risk and Compliance Officer Buyer's Guide

A governance leader's guide to offline secure storage for regulatory assurance. Learn how physical disconnection provides demonstrable evidence for auditors and regulators.

14 min read
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Executive Summary

Who this guide is for: Risk Officers, Compliance Managers, and GRC professionals responsible for regulatory adherence and control assurance.

What you will learn: How offline secure storage provides demonstrable evidence of data protection controls, supporting compliance with GDPR, NIS2, DORA, and sector-specific regulations.

Key takeaway: Regulators increasingly expect demonstrable data protection, not just policies. Physical disconnection provides evidence that auditors can verify.

The Regulatory Landscape

Regulations are evolving from 'prove you have controls' to 'prove your data cannot be reached':

  • GDPR Article 32: Appropriate technical measures
  • NIS2: Resilience for essential and important entities
  • DORA: Operational resilience for financial services
  • FCA: Operational resilience and third-party risk

The Compliance Challenge

Traditional controls are difficult to evidence:

  • Encryption exists but keys can be compromised
  • Access controls exist but credentials can be stolen
  • Backups exist but can be ransomed alongside production

Physical disconnection is binary and verifiable: the data is either connected or it is not.

How Firevault Supports Compliance

Firevault provides:

  • Physical evidence: Disconnection status is verifiable
  • Audit trails: All access requests and sessions logged
  • Access controls: Identity verification and time-boxed sessions
  • Data ownership: Clear legal ownership of hardware and data

GDPR Alignment

Firevault supports GDPR compliance:

  • Article 5: Integrity and confidentiality principle
  • Article 32: Appropriate technical measures
  • Article 33: Breach notification (reduced scope when offline)
  • Article 35: DPIA evidence of risk mitigation

NIS2 and DORA Alignment

For essential and important entities:

  • Resilience requirements: Offline backup ensures recovery
  • Supply chain risk: No third-party access when offline
  • Incident response: Preserved evidence for investigation
  • Business continuity: Assured data availability

Audit Evidence

Firevault provides auditors with:

  • Physical disconnection verification
  • Access logs with identity verification
  • Session duration and activity records
  • Hardware ownership documentation

Risk Reduction

Firevault reduces exposure to:

  • Regulatory fines: Up to €20 million or 4% of turnover (GDPR)
  • Director liability: Up to £500,000 personal liability (ICO)
  • Reputational damage: Demonstrable controls reduce impact
  • Insurance claims: Evidence of reasonable measures

Implementation Approach

  1. Data classification: Identify data requiring offline protection
  2. Regulatory mapping: Map requirements to Firevault controls
  3. Policy integration: Update policies to include offline storage
  4. Audit preparation: Document evidence collection process

Frequently Asked Questions

How do we evidence disconnection to auditors? Physical verification and access logs demonstrate status at any point in time.

Does offline storage satisfy backup requirements? Yes, as part of a comprehensive backup strategy (the '0' in 3-2-1-0).

What about right of access requests? Data can be accessed during authorised sessions for subject access requests.

Next Steps

If you need demonstrable evidence of data protection controls for regulators and auditors, book a consultation to discuss how Firevault supports your compliance programme.

Mark Fermor
David Bailey
Kenny Phipps
Online Now
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